EU Financial Services for Internal Auditors Certificate, a facilitator-led specialty certificate program, will provide you with critical intelligence, guidance, and practical applications to advance a career in financial services internal auditing.
EU Financial Services for Internal Auditors Certificate, a facilitator-led specialty certificate program, will provide you with critical intelligence, guidance, and practical applications to advance a career in financial services internal auditing. The program includes a general financial services foundations unit followed by more in-depth training on liquidity, model risk management, fraud, culture and conduct, and other mission-critical topics.
This course is developed in cooperation between the European IIA Institutes. The link will be provided in advance. Please note the pricing is in EURO not NOK.
COURSE CONTENT
- Foundations of Internal Auditing in Financial Services
- Auditing Liquidity Risk
- Auditing Capital Adequacy & Stress Testing for Banks
- Auditing Model Risk Management
- Auditing Credit Risk
- European Unit Financial Services
- Assessing Market and Interest Rate Risk
- Auditing Culture and Conduct Risk in the Control Environment
- Assessing Cybersecurity Risk : roles of the Three Lines Model
- Assessing Fraud Risks
- Auditing Third-party Risk
Read the full course description HERE.
COURSE INFORMATION
- Course duration : 5 days x 4 hours
- Participants who complete the course are eligible to sit for the certificate
exam which is administered on The IIA’s LMS Platform. - CPE Hours available : 20
- Knowledge level : intermediate
- Prerequisites : tools for new auditors or 1+ years of experience
WHO WILL BENEFIT?
- Internal Audit Managers
- Senior and staff auditors
KEY TOPICS
- Financial services fondations
- Auditing Financial services risk
- Includes EU specific regulations
LEARNING OBJECTIVES
- Demonstrate a firm understanding of the foundations of internal auditing in financial
services. - Apply the concepts of The IIA’s International Professional Practices Framework, Financial
Services Risk Framework, and other relevant frameworks to the organisation’s strategy and
objectives. - Demonstrate a working knowledge the regulatory landscape and of key risks facing
financial services organisations. - Conduct financial services focused engagements in conformance with the International Standards for the Professional Practice of Internal Auditing.
